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Capital Funding
Credit Counseling / Repair
Debt Management
Financial Planners
Financial Services
Franchises / Opportunities
Investment Banking
Investment Banks
Lenders / Loans
Mergers / Acquistions
Mutual Funds
Pension Funds
Precious Metals
Real Estate
Retirement Fund Management
Stocks / Bonds / Securities
Trust Deeds
Venture Capital

Investor Services Agencies
Money Management
Mutual Funds
Share Transfer Agencies

A.G. Edwards & Sons, citywide
American Eastern Securities, Downtown LA
Ameriprise Financial
Charles Schwab, citywide
Citi Investing, citywide
Comerica Investment Services, citywide
Diversified Securities, Long Beach
Diversified Securities, West Covina
DWS Investments
Edward Jones, citywide
Fidelity Brokerage Services, citywide
Financial West Group, Westlake Village
First Foundation, Pasadena, Irvine, La Qunita
Glendale Securities, Sherman Oaks
Gold Coast Securities (GSC), Thousand Oaks
Great Pacific Securities, Irvine
Jefferies & Company
J.P. Morgan & Co., Downtown LA
MB Trading, El Segundo
Morgan Stanley Dean Witter, citywide
Merrill Lynch, citywide
Mutual Securities, Encino
Newport Securities, Costa Mesa
Pacific Continental Securities, Beverly Hills
Principal Financial, citywide
Prudential Financial, citywide
SagePoint Financial Advisors, Santa Monica, Pasadena, Torrance, Woodland Hills, Huntington Beach, Irvine, Ontario, Camarillo
Salomon Smith Barney, citywide
Scottrade, citywide
Stone & Youngberg, Downtown LA, Brentwood
SuperTradeUSA, City of Industry
TD Ameritrade, citywide
UBS Financial Services, citywide - formerly UBS PaineWebber
Wedbush Morgan Securities, Glendale, Newport Beach

Capital/Asset/Money Managers/Management/401Ks/Retirement
Ambient Capital, Century City - investment advisory
American Pacific Financial, San Bernardino
Barclay's Wealth, Century City
Beverly Hills Wealth Management (BHWM)
Bjurman, Barry & Associates, Century City
Blackstone Group, The, Santa Monica
Bollinger Capital Management, Manhattan Beach
Benefit Sourcing, Northridge
Brian Carruthers & Associates, Costa Mesa
California Capital Management, Encino, Glendale
Capital Group Companies, Downtown LA, West LA (Rancho Park), Irvine
Capital Group Private Client Services, Downtown LA, West LA (Rancho Park)
Carter Jacobs, Sherman Oaks
Centinela Capital Partners, Downtown LA
Chasing Value Asset Management, Santa Monica
Churchill Management Group, Mid-Wilshire (Miracle Mile), Westlake Vilage, Newport Beach, Palm Desert
Clearlend, A Division of Wells Fargo, Century City
Coast Asset Management, Santa Monica
Concord Investment Counsel, Irvine
Cunningham & Voss, Upland
Envision Capital Management, West LA - bonds
Financial Diligence Partners, Santa Ana
First American Trust, Santa Ana
First Quadrant, Pasadena
Fortress Investment Group
Four Corners Capital Management, Downtown LA
FS Management, North Hollywood
Goldberg, Swedelson & Associates, Encino
Gould Asset Management, Claremont
Greenspan & Associates, Encino
Guild Investment Management, Malibu
G.W. Sherwold Associates, Lake Forest
I3 Financial, Costa Mesa
Ivory Investment Management, West LA
Jee Kim Investment, Glendale
Kayne Anderson Rudnick, Century City
Laureate Trust, Beverly Hills
Lockhart Capital, Costa Mesa
MacKellar & Associates, Thousand Oaks
Malibu Capital Management
Montecito Capital Management, Brentwood
Oaktree Capital Management, Downtown LA
Oakwood Capital Management, West LA
Pacific Advisors, Claremont, Pasadena
Pegasus Capital Management, Newport Beach
Picerne Group, San Juan Capistrano
PIMCO, Newport Beach<
Raymond James & Associates, Downtown LA
Ridgestone, Westwood
Secured Retirement, Brea
SSI Investment Management, Beverly Hills
TCW, Downtown LA, West LA (Rancho Park)
300 North Capital, Pasadena
Transitional Investors, Irvine
TVP Asset, Calabasas
20/20 Financial Advisors, Encino, Costa Mesa
U.S. Trust, Downtown LA, Costa Mesa
West Coast Asset Management (WCAM), Ventura
Westmount Asset Management, Century City
Whittier Trust Company, South Pasadena
Windward Capital Management, West LA (Rancho Park)
Zeiger Capital Management, Irvine

Mutual Funds
Century Park Capital Partners, Century City
Oppenheimer Funds, Malibu
Payden & Rygel, Downtown LA

Advisory Services/Research
Ascendent Asset Advisors, Beverly Hills
Dimensional Fund Advisors, Santa Monica
Dubesh, Glendale
eGoose, Irvine
Elkind Economics, West LA (Cheviot Hills)
Global Financial Data, Alhambra
Index Fundology (Index Funds Advisors), Irvine
Index Funds Advisors, Irvine
McConnell, Chris & Associates, Century City
Online Trading Academy, Irvine - day trading seminars
Pension Consulting Alliance (PCA), Encino, Studio City, Irvine, Mission Viejo
Quest Capital Strategies, Laguna Hills
Strategic Development Investments, West LA (Rancho Park)
Tara Advisors, Newport Beach
Training Consultants, Fountain Valley - seminars for those want to become a broker
Vellum Financial, Westchester
Wallstreet University, Costa Mesa - seminars
Wells Fargo Advisors, Citywide
William O'Neil, West LA (Mar Vista) - for institutional money managers

Share Transfer/Registration/Management/Investor Services Agencies
Computershare, Glendale

Envision Financial Systems, Newport Beach - mutual fund accounting system
Forex Trade Signals, Dana Point
Prescient Software (Mun-Ease), Laguna Niguel - municipal bonds
Primate Software, Orange - stock quoting
Steele Systems, Westwood - analyzing mutual funds, variable annuities
Sungard, Irvine
Trendsetter Software, Santa Ana

M. Gordon Publishing Group, Downtown LA

Professional Organizations
Los Angeles Association of Investment Women (LAAIW), Downtown LA

After School Advantage, Marina del Rey - student enrichment programs

FranNet, Westlake Village, Simi Valley


Access Trading, Dana Point (Capistrano Beach)
Accredited Investment Management, Irvine
Acuvest, Temecula
Alpha One Trading, Costa Mesa
ALTAVEST Worldwide Trading, San Juan Capistrano
American Futures Trading (AFT), Dana Point
Beverly Hills Capital
Blue Crown Futures, Signal Hill
Brite Futures, San Juan Capistrano
Cannon Trading, Beverly Hills
Compak Asset Management, Mission Viejo
CT Metals Management, Toluca Lake, Beverly Hills by Cannon, Beverly Hills
Essex Futures, Irvine
Fastbrokers, Glendale, Irvine - tool
Global Futures Exchange & Trading, Tarzana
JD Capital, Torrance
Lions Futures, Van Nuys
Main Street Trading, Lake Forest
Monsanto International Trading, Mid-Wilshire (Wilshire Center)
Online Trading Academy, Northridge, Irvine
Online Trading Institute, Downtown LA
Opes Capital Group, Beverly Hills
Opportunities in Options, Tustin
Opportunities in Options, Oxnard
OpVest, Irvine
PFG Best, Camarillo
Redlands Futures and Options
Trade Center, Laguna Beach
Trade Currency Now, Newport Beach
Upperman, Floyd and Associates, Dana Point
Wisdom Financial, Newport Beach

Investment Banks/Bankers/Banking Services/Mergers/Acquistions/Business Valuations/Capital Funding
Banks in General
Business Valuations
Equipment Financing
Private Equity Funds
Venture Capital
Artfield Investments, Glendale
BCC, Newport Beach
BDO Capital Advisors, Costa Mesa
Belgravia Capital, Costa Mesa
Channel Islands Equities (CIE), Oxnard
Chon Polsky, Downtown LA
Columbia West Capital, El Segundo
Courtney Group, The
Credit Suisse, Century City, Irvine
De La Rosa Investment Bankers, Westwood
Duff & Phelps, Century City
Echelon Partners, Manhattan Beach
FocalPoint, West LA (Rancho Park)
Generation Equity Advisors, Westwood
Gilford Securities, Irvine
Grandview National, Westchester
Greif & Co., Downtown LA
Hankin Firm, Bel Air
Houlihan Lokey, Century City
Imperial Capital, Century City
Kensel & Co., Newport Beach
Landis & Associates, Newport Beach
Lawrence Financial Group, Brentwood
Macquarie Capital, Century City
Milestone Advisors, Newport Beach
Moelis & Company, Century City
Pacific Pearl Group, Pasadena
Platinum Equity, Beverly Hills
Sage Group, The, West LA (Rancho Park)
Salem Partners, West LA (Rancho Park)
Siemer & Associates, Santa Monica
Spectrum Corporate Resources, Laguna Hills
Trilogy Capital, Newport Beach
Trinity Capital, West LA
Tuerk & Associates, Palm Desert
US Capital Partners, Pasadena
US First Capital, Century City
W3 Ventures, Aliso Viejo
Xnergy, Century City

Precious Metals/Coins/Gold/Platinum/Silver
Cash for Gold
Coin Dealers
Commodities in General
Foreign Exchange
Jewelry Dealers
A-Mark Precious Metals, Santa Monica
Aurum Advisors, Century City
Beverly Hills Precious Metals Exchange
Blue Crown Financial, Signal Hill
California Numismatic Investments (CNI), Inglewood
Capital Gold Group, Woodland Hills
Coinex, Redondo Beach, Downtown LA
Gold Coin Savings, Sherman Oaks
Gold Coins Gain, Century City
Goldline International, Santa Monica
Goldworth Financial, Woodland Hills
Hough Precious Metals
Hunter Wise Commodities, Irvine
Irvine Gold Mine
Lear Capital, West LA
LeLand National Gold Exchange (NGE), Beverly Hills
Lexi Capital, Mid-Wilshire (Miracle Mile), Beverly Hills
Merit Gold & Silver, Santa Monica
Monex Precious Metals, Newport Beach
Newport Precious Metals, Downtown LA
Precious Metals Financial (PMF), Sherman Oaks
Rosland Capital, Santa Monica
Tangible Investments
Titan Noble Precious Metals, Torrance
United Gold Direct, Westlake Village
United Rare Coins & Precious Metals, Encino

Retirement/Pension Funds
Government Employees
California State Teachers' Retirement System (CalSTRS)
Contract Services Administration Trust Fund (CSATF), Encino
Motion Picture Industry Pension and Health Plans, STudio City

Trust Deeds
Mortgage Lenders
Real Estate Listings / Brokers
Alliance Portfolio, Aliso Viejo

Venture Capital/Private Equity Funds
Angel Funding
Charitable Grantmaking Foundations
Investment Banking
Management Consultants
Real Estate / REITs
Trade Promotion Organizations
Valuation Consultants
Sponsored Links
Acacia Research, Newport Beach - patent licensor
ACON Investments, Century City
Admiralty Partners
Ambient Advisors/Ambient Capital, Century City
Andell Holdings, Westwood
Angelino Group, Century City - energy
Anthem Venture Partners, Santa Monica
Arcturus Capital, Pasadena
Ares Capital, Century City
Argoquest Group, Malibu
Artilient Capital Partners, Pasadena
Athenaeum Fund, The, Pasadena
Aurora Capital Group, Westwood
Baroda Ventures, Beverly Hills
Berkus Technology Ventures, Arcadia
Bison Capital Asset Management, Westwood
Black Canyon Capital, Century City
Blackstone Group Private Equity, The, Santa Monica
Brentwood Associates, West LA (Rancho Park)
Bridge Equity Partners
Building Industry Partners (BIP), West LA (South Robertson)
Cain Brothers, Long Beach - medical/healthcare
California Technology Ventures (CTV), Pasadena
Caltius, West LA
Cappello Capital, Santa Monica
CDMIVentures, Downtown LA, Westlake Village
Celerity, West LA (Rancho Park)
Centre Partners, Brentwood
Century Park Capital Partners, El Segundo
Clarity Partners, Beverly Hills
ClearLight Partners, Newport Beach
Clearstone Venture Partners, Santa Monica
Clearview Capital, West LA
Coastview Capital, West LA (Rancho Park) - biotechnology/life science
Corridor Capital, Santa Monica
Courtney Group Private Equity, The
Craton Equity Partners, West LA
Creo Capital Partners, Pacific Palisades
Crescent Capital Group, West LA (Rancho Park)
Crosscut Ventures
Cruttenden Partners, Newport Beach - not seeking new opportunities
Crystal Financial, Hollywood Hills
Duke Industries, Hollywood
DynaFund Ventures, Torrance
E*Capital, Downtown LA
eCompanies, Santa Monica
eFund Capital Management, Long Beach
EMCO Hanover Group, Brentwood
Endeavour Capital, Downtown LA
Entertainment Media Ventures (EMV), Mid-Wilshire (Miracle Mile)
eStrategy Partners, Manhattan Beach
Fairmont Capital, Brea
Falcon Fund, West Covina
Fifth Street Finance, Sherman Oaks
Finaventures, Santa Monica
Forrest Binkley & Brown (FBB), Irvine
Freeman Spogli & Co., West LA (Rancho Park)
Fritsche Capital Group, Westchester
Frontera Group, Sherman Oaks
Fulcrum Capital Group, Westwood
Funk Ventures, Pacific Palisades
Glickman Capital, Beverly Hills
Global Acquisitions Capital, Beverly Hills
Global Capital Markets, Westwood, Irvine
Goode Partners, Arcadia
Gores Group, The, Westwood
GroundWork Equity, Westwood, Agoura Hills
GRP Partners, Century City
Hancock Park Associates, Century City
Homeland Venture Partners, Irvine
Huntington Holdings, Burbank
Huntington Ventures, Irvine
Idealab, Pasadena
InnoCal Venture Capital, Costa Mesa
ITN, Ventura - China
ITU Ventures, West LA (Mar Vista)
Kayne Anderson Capital Advisors, Century City
Kline Hawkes & Co., Brentwood
LandHo Ventures, Torrance
Leonard Green & Partners, West LA (Rancho Park)
Levine Leichtman Capital Partners (LLCP), Beverly Hills
Lincolnshire Management, Westwood
Los Angeles Syndicate of Technology (, Santa Monica
Lovell Minnick Partners, El Segundo
Marlin Equity Partners, El Segundo
Marwit Capital, Newport Beach
McCall Springer, Pacific Palisades
McGladrey Capital Markets, Costa Mesa
MDB Capital Group, Santa Monica
Millennium Hanson, Marina del Rey
Miramar Venture Partners, Corona del Mar
Mission Ventures, Santa Monica
Monarch Capital Partners, Santa Ana
Montauk TriGuard, Newport Beach
Montgomery & Co., Santa Monica
Mosaic Capital, Sherman Oaks
NALA Investments, Santa Monica
NewCap Partners, Westchester, Irvine, Costa Mesa
Newstone Capital Partners, West LA (Rancho Park)
Nexos Capital Partners, Rancho Santa Margarita
Nimes Capital, Century City
Nogales Investors, West Hollywood
Odyssey Investment Partners, Woodland Hills
Okapi Venture Capital, Laguna Beach
Omninet Capital, Beverly Hills
OpenGate Capital, Century City
Optimal Investment Group, Sherman Oaks
Oxford Bioscience Partners, Malibu
Pacific Venture Group (PVG), Encino, Irvine - healthcare
Palisades Ventures, Brentwood
Palomar Ventures, Santa Monica, Irvine
Parallax Capital Partners, Laguna Hills
Pathway Capital Management, Irvine
PCRS Capital Partners, Long Beach
PEMGroup, Irvine, Beverly Hills
Pinecreek Capital, Newport Beach
Platinum Equity, Beverly Hills
Provenance Ventures
Providence Equity Partners, Century City - media, entertainment, communications
Redpoint Ventures, West LA (Rancho Park)
Research Corporation Technologies, Westwood - biomedical/biotech
Revolution Capital Group, Century City
Riordan, Lewis & Haden Equity Partners (RLH), Westwood, Irvine
Riverside, Santa Monica
ROTH Capital Partners, West LA (Rancho Park)
Rustic Canyon/Fontis Partners, Pasadena
Rustic Canyon Partners, Santa Monica
St. Cloud Capital, Westwood
Saban Capital Group, Century City
SAIL Capital Partners, Irvine
SCI Private Equity Group, West LA
Seidler Equity Partners, Marina del Rey
Shackleton Equity Partners, Santa Monica
Shamrock Capital Advisors, Burbank
Shelter Capital Partners, Westwood
Siemer & Associates Capital Raising, Santa Monica
Solis Capital Partners, Newport Beach
Sorrento Capital, Irvine
SR Capital Partners, Century City
Steamboat Ventures, Burbank
Stone Canyon Venture Partners, Brentwood
StoneCreek Capital, Irvine
Strategic Equity Group, Westchester, Santa Ana
Sun Capital Partners, West LA (Rancho Park)
SVB Capital, Sherman Oaks, Irvine
Tennenbaum Capital Partners, Santa Monica
TGV Partners, Newport Beach
Third Wave Ventures, Brentwood
TI Capital, West LA
Transom Capital Group, West LA
Triton Pacific Capital Partners, Westwood
Tucker Partners, Corona del Mar
Unique Investment, Huntington Beach
Urban Technology Ventures (UTV), Hollywood
US Renewables Group, Santa Monica - renewable energy
Vanetik International, Orange
Vangel Capital Group, Newport Beach
Ventana Capital, San Juan Capistrano
Venture-Net Partners, Newport Beach
Versant Ventures, Newport Beach - healthcare, biotech
Vicente Capital Partners, Brentwood
Vintage Capital Group, Brentwood
Vintage Fund Management, Brentwood
VMG Partners, Century City, Irvine
Wasserstein & Co., Century City
Watermark Companies, Irvine
Waveland Capital Group, Irvine
Wedbush Capital Partners, Downtown LA
West Coast Capital, Sherman Oaks
Westar Capital, Costa Mesa
Westmount Capital Partners, Century City
Westridge Capital, West LA (Rancho Park)
W/F Investment, Century City
Wharton Private Equity Partners in Southern California
Windjammer Capital Investors, Newport Beach
Windward Ventures, Thousand Oaks
WP Global Partners, Pasadena
Zone Ventures, Downtown LA

Angel Investors
Angel Capital Association (ACA) Member Directory: California
Business Plan Master Angel Investors in California and the Western U.S. - directory

AngelVision Investors
Keiretsu Forum Los Angeles Chapter
Kodiak Ventures, Arcadia
Maverick Angels, Thousand Oaks
Pasadena Angels
Tech Coast Angels
12 Angels, Westwood

Business Growth Conference 2011, Anaheim, May
Business Growth Conference 2010, Anaheim, May
Growth Capital Conference, West LA, April
Tech Coast Angels Fast Pitch Competition, Westwood, Irvine, February, May
VentureNet, Costa Mesa, October

SocalTECH Southern California Venture Capital Firms and Angel Investors
Southern California Venture Capital and Private Equity Directory - publication
Venture Capital Firms in Southern California

Viatical/Life Insurance Settlements

Internet Services
Database Applications
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